Regulatory-to-Policy Mapping

Every new regulation, mapped to the policies it changes.

Pensvyne reads regulatory bulletins across SEC, FINRA, OCC, and 40+ jurisdictions — then tells your compliance team exactly which internal policies need updating, who owns each gap, and what the deadline is. No manual triage. No obligations discovered at exam time.

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Trusted by compliance teams at regulated institutions

Norbridge Capital Vestara Financial Hallmark Assurance Group Primrose Banking Corp Aldgate Asset Management

Compliance teams discover policy gaps at examination time — not when the bulletin published.

The bulletin was read. The obligation was logged somewhere. But the connection between that regulatory change and the specific internal policy that needed updating was never systematically tracked — and nobody routed it to the right owner with a deadline. That is the gap Pensvyne closes.

"73% of compliance failures stem from a policy that wasn't updated after a known regulatory change."

— industry research synthesis

From regulatory bulletin to routed gap assessment — not three weeks later.

Pensvyne ingests the regulatory update

We monitor 40+ regulatory sources — SEC, FINRA, OCC, CFPB, FCA, ESMA — and parse every new bulletin, circular, and rule amendment as it publishes.

Maps it to your policy library

Our mapping engine cross-references the update against your uploaded policy documents and identifies every affected section by regulatory concept, not just keywords.

Drafts the gap assessment

For each affected policy, Pensvyne generates a structured gap assessment: what changed, what it means for that policy, and the severity level — ready for review, not a blank template.

Routes to the right owner

Each gap assessment is routed to the compliance officer responsible for that policy area, with deadline tracking and escalation paths built in.

Built for the reality of multi-jurisdiction compliance.

40+ Regulatory Sources

SEC, FINRA, OCC, CFPB, FCA, ESMA, PRA, and state-level regulators — monitored continuously, not on a refresh schedule.

Policy-Concept Mapping

Understands that 'capital adequacy' and 'Tier 1 ratio requirements' are the same concept — so no bulletins fall through the cracks.

Pre-drafted Gap Assessments

Not a blank form. Each assessment comes structured: what the regulation says, what your policy says today, and what needs to change.

Responsibility Routing

Define your policy ownership matrix once. Pensvyne routes every gap to the right person — no manual triage.

Examiner-Ready Audit Trail

Every mapping decision, assessment draft, and routing action is logged with timestamps and version history. When examiners ask how you identified the obligation and when — you have a complete, exportable answer.

GRC and Policy Storage Sync

REST API and webhook connections to SharePoint, Confluence, and your GRC platform. Pensvyne writes gap assessments back into the system where your compliance team already works — no parallel workflow to maintain.

Compliance complexity differs by institution type.

A bank's three-lines-of-defense model is not an asset manager's obligation register. We built Pensvyne to handle the specific regulatory perimeter — and the specific internal policy architecture — of each institution type.

What compliance officers say.

"We used to spend two weeks triaging every FINRA Notice. Now Pensvyne hands us the affected policies and a draft gap assessment within the hour. The audit prep alone justified the cost."

"The routing feature changed how our team works. Before, the CCO was the bottleneck for every new regulation. Now the right policy owner gets notified directly with the draft assessment already there."

"We manage 340 internal policies across four jurisdictions. Pensvyne mapped our entire policy library in a week. The concept-level matching is genuinely better than anything our manual review caught."